Senior Vice President, Equity Analyst, and Chief Compliance Officer
Joe is an equity analyst and a member of Confluence’s Equity Investment Committee. His areas of coverage include the Specialty Finance and Energy sectors. Joe also serves as the firm’s Chief Compliance Officer.
Prior to joining Confluence, Joe served as a vice president in the Financial Institutions & Real Estate investment banking practice at A.G. Edwards & Sons. In 2006, he transitioned from technology to specialty finance, leveraging his previous experience in the insurance and financial services sectors. He has provided capital raising and M&A advisory services for a wide array of specialty finance and technology companies. Joe joined A.G. Edwards’ Technology banking group in 2000, specializing in semiconductors and leading the firm’s wireless communications banking efforts.
Before joining A.G. Edwards, he was a manager in Corporate Finance with Deloitte & Touche in London. Previously, Joe worked with Deloitte & Touche in in the audit and assurances group. Joe has worked in the financial industry for nearly 25 years. He received his Bachelor of Science in business administration and Master in Professional Accountancy degrees from the University of Nebraska. Joe also earned his Master of Business Administration from Washington University in St. Louis. He is a Certified Public Accountant.